Proprietary trading refers to transactions done on the company’s own account for its own gain. Transactions must be of a type allowed by the competent authority.
Proprietary securities trading
- Proprietary securities trading in secondary markets and OTC markets
- Proprietary trading of emerging stocks
- Proprietary trading of foreign securities and trading of foreign derivatives
- Trading of domestic/foreign securities futures contracts, options contracts and futures options contracts
- Formulation of investment strategies
- Portfolio planning
Proprietary futures trading
- Proprietary trading of and market making for domestic/foreign futures contracts, options contracts, and futures options contracts
- Formulation of futures investment strategies
- Futures portfolio planning
Strategic trading
- Trading of domestic/foreign futures contracts, options contracts, and futures options contracts
- Proprietary securities trading in secondary markets and OTC markets
- Strategic trading and arbitrage trading of combinations of domestic/foreign commodities, commodities/commodities, commodities/derivatives, and commodities/futures
- Applying competence in designing professional quantitative financial models and trading tools to the study of cross-market, cross-product trading strategies, and development of low risk trading models
- Trading of foreign/domestic exchange traded funds (ETFs), engaging with other securities firms, and participating in market making trading
- Buying and strategic trading of options and warrant based structured products