Initial Public Offering (IPO) on TWSE/TPEx
- Provide planning assistance for the formation of capital structure and dividend policy.
- Assist issuers in formulating plans and relevant schedules for listings on TWSE/TPEx in accordance with the capital structure, financial stability and shareholding structure of the respective issuers.
- Provide evaluations and sample testing of the internal control system (accounting, auditing, and management systems).
- Assist in the compilation and review of the offering prospectus.
- Provide suggestions on the articles of association and other related regulations.
- Review and evaluate the issuer’s inappropriate listing clause in accordance with listing on TWSE/TPEx.
- Prepare “Evaluation Report of Stocks Listing on TWSE/TPEx”.
- Liaise and coordinate with the Taiwan Stock Exchange Corporation (TWSE), /Taipei Exchange (TPEx) and the Securities and Futures Bureau.
- Arrange analyst meetings (road shows) before listing.
- Planning and consultation services on financial, business and share registration related to stock listing on TWSE/TPEx.
Domestic and Offshore Financing
- Fund raising by rights offering, or equity-linked products such as bonds (convertible or exchangeable bonds) and preferred stocks.
- Issue offshore financial products, including offshore corporate bonds (convertible or exchangeable bonds) and global depositary receipts.
- Design innovative fund-raising tools.
Market making and promotion
- Market Maker: Provide promotional events for TPEx Emerging Market Stocks.
- Assist TWSE/TPEx-listed companies with road shows and promotional events.
Underwriting
- Assist with competitive auction bidding, book building, public offering, and negotiated sales services.
Financial Advisory for Corporate Mergers & Acquisitions
- Provide underwriting for state-owned enterprise privatization and public construction.
- Provide advisory work for issuers: strategic investment, finding strategic partners, financial investors and other planning and advisory services related to spin-offs, reorganizations, and restructurings.
- Provide cross-border investment banking services.
- Provide Financial Planning: Make recommendations to firms at various stages of development as they determine their capital needs and devise plans accordingly.
Emerging Stocks Market
- Market making our sponsored/co-sponsored companies to increase trading liquidity during their Emerging Stock Market listing period.