Incorporating ESG Factors into Securities Listing Underwriting / Consultation and Capital Raising Services
When SinoPac Securities is providing clients with consultation for securities listing or raising capital, it conducts CDD/KYC according to rules governing review of securities listings and evaluation and inspection procedures of the competent authority, and incorporates ESG factors such as implementation of corporate governance, major labor-management disputes, and major environmental pollution into the consultation, review, and evaluation process; the securities offering prospectus, the Securities Underwriter Evaluation Reports, and the overall opinions of the underwriter are all disclosed on the Market Observation Post System.
| Lead/co-underwriting/consulting of stock listing and capital raising | |
|---|---|
| 2021 |
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| 2020 |
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| 2019 |
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